Brean Murray, Carret & Co, LLC

6/9/2011 — Brean Murray, Carret & Co. Continues Expansion of Equity Research Team - Announces Addition of 2 Senior Analysts

5/4/2011 — Brean Murray, Carret & Co. Serves as Co-Manager of a $33 Million Follow-on Offering for Keryx Biopharmaceuticals, Inc.

4/20/2011 — Brean Murray, Carret & Co. Further Expands Healthcare Research Team With Addition of Senior Biotechnology Analyst

4/13/2011 — Brean Murray, Carret & Co. Serves as Co-Manager of a $99 Million Follow-on Offering for NPS Pharmaceuticals, Inc.

4/7/2011 — Brean Murray, Carret & Co. Expands Healthcare Research Team With Addition of Senior Medical Technology Analyst

4/1/2011 — Brean Murray, Carret & Co. Serves as Financial Advisor to Rexahn Pharmaceuticals, Inc. on a $10 Million Registered Direct Offering

3/25/2011 — Brean Murray, Carret & Co. Serves as Co-Manager of Three Concurrent Offerings for James River Coal Co. Raising $684.7 Million

3/9/2011 — Brean Murray, Carret & Co. Serves as Co-Manager of a $72.8 Million Follow-on Offering for Perry Ellis International Inc.

3/1/2011 — Brean Murray, Carret & Co. to Sponsor CCG's 2nd Annual China IPO Boot Camp

2/8/2011 — Brean Murray, Carret & Co. to Host 2011 Global Resources & Infrastructure Conference

2/8/2011 — Brean Murray, Carret & Co. Serves as Co-Manager of a $42 Million Initial Public Offering for Pacira Pharmaceuticals, Inc.

1/27/2011 — Brean Murray, Carret & Co. Serves as Financial Advisor of a $24.3 Million Registered Direct Offering for Inovio Pharmaceuticals, Inc.

1/20/2011 — Brean Murray, Carret & Co. Serves as Co-Manager of a $71.5 Million Follow-on Offering for Ardea Biosciences, Inc.

12/17/2010 — Brean Murray, Carret & Co. Completes $108 Million Follow-on Offering for Puda Coal, Inc.

12/10/2010 — Brean Murray, Carret & Co. Serves as Co-Manager of a $130.0 Million Convertible Senior Notes Offering for Shengdatech, Inc.

12/10/2010 — Brean Murray, Carret & Co. Serves as Co-Manager of a $32.6 Million Initial Public Offering for China Shengda Packaging Group Inc.

10/20/2010 — Brean Murray, Carret & Co. Serves as Co-Manager of a $25.2 Million Follow-on Offering for Yuhe International, Inc.

9/22/2010 — Brean Murray, Carret & Co. Serves as Co-Manager of a $524.1 Million Follow-on Offering for UIL Holdings Corporation

9/17/2010 — Brean Murray, Carret & Co. to Host 2010 Global Consumer Conference

8/9/2010 — Brean Murray, Carret & Co. Names Joseph LaBianca as Managing Director and Head of Trading

6/16/2010 — Brean Murray, Carret & Co. Completes $20.0 Million Follow-on Offering for Universal Travel Group

5/26/2010 — Brean Murray, Carret & Co. Completes $69.0 Million Follow-on Offering for China Security & Surveillance Technology, Inc

5/4/2010 — Brean Murray, Carret & Co. Completes $33.1 Million Follow-On Public Offering for Tri-Tech Holding

4/27/2010 — Brean Murray, Carret & Co. To Sponsor 2nd Annual China Rising Investment Conference

4/26/2010 — Brean Murray, Carret & Co. to Host Semi-Annual Global Resources & Infrastructure Conference

4/21/2010 — Brean Murray, Carret & Co. Completes $11.1 Million Financing and Reverse Merger for China-Based Real Estate Developer

4/14/2010 — Brean Murray, Carret & Co. Serves as Co-Manager of a $34.5 Million Follow-on Offering for Lihua International, Inc.

4/9/2010 — Brean Murray, Carret & Co. Initiates Coverage of the China Automotive Industry

3/31/2010 — Brean Murray, Carret & Co. Serves as Co-Manager of a $1.9 Billion Follow-on Offering for Consol Energy Inc.

2/18/2010 — Brean Murray, Carret & Co. Completes $15.6 Million Follow-on Offering for Puda Coal, Inc.

2/12/2010 — Brean Murray, Carret & Co. Completes Reverse Merger for Kobe Sport (International) Limited

1/26/2010 — Brean Murray, Carret & Co. Completes $30.0 Million Registered Direct Offering for China Marine Food Group Limited

1/25/2010 — Brean Murray, Carret & Co. to Host 2010 Boston Healthcare Conference

1/21/2010 — Brean Murray, Carret & Co. Serves as Co-Lead Placement Agent in $10.0 Million Private Placement for Kandi Technologies, Corp.

1/8/2010 — Jeff Sacher joins Brean Murray, Carret as Head of Healthcare Investment Banking

12/28/2009 — Brean Murray, Carret & Co. Serves as Co-Placement Agent in $21.7 Million Registered Direct Offering for China Valves Technology, Inc.

12/22/2009 — Brean Murray, Carret & Co. Completes $25.0 Million Private Placement for Gulf Resources, Inc.

12/21/2009 — Brean Murray, Carret & Co. Completes $2.5 Million Private Placement for Shuaiyi International New Resources Development Inc.

12/16/2009 — Brean Murray, Carret & Co. Serves as Co-Managing Underwriter in $33.2 Million Follow-on Offering for G-III Apparel Group, Ltd.

12/16/2009 — Brean Murray, Carret & Co. Serves as Co-Manager of a $46.7 Million Follow-on Offering for ChinaCast Education Corporation

12/15/2009 — Brean Murray, Carret & Co. Completes $20.0 Million Registered Direct Offering for Universal Travel Group

11/24/2009 — Brean Murray, Carret & Co. Serves as Co-Manager of a $888.7 million Secondary Offering for American Water Works Company, Inc.

11/20/2009 — Brean Murray, Carret & Co. Serves as Co-Manager in $172.5 Million Convertible Senior Notes Offering for James River Coal Co.

10/12/2009 — Brean Murray, Carret & Co. Serves as Financial Advisor to Sinoenergy Corporation

10/7/2009 — Brean Murray, Carret & Co. Completes $58.5 Million Registered Direct Offering for China Security & Surveillance Technology, Inc.

9/25/2009 — Brean Murray, Carret & Co. Serves as Financial Advisor of a $20.0 Million Registered Direct Offering for Keryx Biopharmaceuticals, Inc.

9/23/2009 — Brean Murray, Carret & Co. Serves as Financial Advisor of a $7.0 Million Registered Direct Offering for Hythiam, Inc.

9/23/2009 — Brean Murray, Carret & Co. Serves as Co-Manager in $176.3 Million Follow-on Offering for Mueller Water Products, Inc.

9/23/2009 — Brean Murray, Carret & Co. Completes $20.0 Million Registered Direct Offering for Rentech, Inc.

8/31/2009 — Brean Murray, Carret & Co. Completes $25.4 Million Registered Direct Offering for China Security & Surveillance Technology, Inc.

8/19/2009 — Brean Murray, Carret & Co. Serves as Co-Manager of a $774.8 Million Secondary Offering for American Water Works Company, Inc.

8/11/2009 — Brean Murray, Carret & Co. Expands Research team with addition of New Analyst

7/24/2009 — Brean Murray, Carret & Co. Serves as Financial Advisor of a $20.0 Million Registered Direct Offering for CytRx Corporation

6/23/2009 — Brean Murray, Carret & Co. Serves as Co-Manager of a $54.0 Million Follow-on Offering for Unitil Corporation

6/15/2009 — Brean Murray, Carret & Co. Expands Technology Research team with addition of New Analyst

6/10/2009 — Brean Murray, Carret & Co. Serves as Co-Manager of a $515.8 Million Follow-on Offering for American Water Works Company, Inc.

5/20/2009 — Brean Murray, Carret & Co. Serves as Co-Manager in $35.7 Million Follow-on Offering for American States Water Company

5/19/2009 — Brean Murray, Carret & Co. Serves as Co-Manager of a $595.7 Million Secondary Offering for MSCI, Inc.

5/14/2009 — Brean Murray, Carret & Co. Named Most Productive Brokers 2009 by The Financial Times and StarMine

5/8/2009 — Brean Murray, Carret & Co. Continues Expansion of Research Department and Healthcare Franchise with the Addition of Bret D. Jones, CFA

5/8/2009 — Dan Fidell, SVP & Sr. Analyst, BMC Named Top Stock Picker in Utilities Space by the WSJ

3/10/2009 — Brean Murray, Carret & Co. Expands Growing Equity Research TeamAddition of Jess Lubert, CFA

12/4/2008 — Brean Murray, Carret & Co. China Gaming & Media Conference

11/24/2008 — Brean Murray, Carret & Co. China Gaming & Media Conference

9/2/2008 — Brean Murray, Carret & Co. Expands Research Team with Experienced Healthcare Analyst

6/30/2008 — Brean Murray, Carret & Co. Expands China Research Practice with Experienced Equity Analyst

5/25/2008 — Brean Murray, Carret Analysts Honored by The WSJ in 2007 Best on the Street Analyst Survey

12/3/2007 — Brean Murray, Carret & Co. Expands Research Platform with Experienced Energy Analyst

7/25/2007 — Brean Murray, Carret & Co. Expands Technology Research With Experienced Analyst

5/11/2007 — Brean Murray, Carret & Co. Appoints New Director of Research

4/23/2007 — Consumer/Retailing Franchise Further Deepened at Brean Murray, Carret Through Addition of Footwear/Apparel Analyst

4/20/2007 — Brean Murray, Carret Expands Chinese Small Cap Equity Research Practice

9/14/2006 — Brean Murray, Carret & Co. To Host Mainland China Investor Tour September 18th - September 22nd, 2006

9/6/2006 — Brean Murray, Carret Deepens Chinese Small Cap Equity Research Team

3/31/2006 — Well-Known Tech Hardware Analyst, Mark S. Miller Joins Brean Murray, Carret & Co.

3/31/2006 — Brean Murray, Carret & Co. Adds Seasoned Bank Research Team

3/31/2006 — Brean Murray, Carret & Co. Broadens Technology Research Franchise

3/30/2006 — Brean Murray, Carret & Co. Expands Global Presence; On the Ground Research on Chinese Equities Launched Via Opening of Beijing Office

1/17/2006 — Brean Murray, Carret & Co. to Host Small Cap Institutional Investor Conference in New York on January 31st and February 1, 2006

11/15/2005 — Brean Murray, Carret & Co. Broadens Technology Research Franchise

11/10/2005 — Brean Murray & Co., Inc. Announces Business Combination With Carret Securities, an Affiliate of Carret Asset Management LLC, New Entity Now Known as Brean Murray, Carret & Co.

11/7/2005 — Brean Murray, Carret & Co. Broadens Consumer Research Franchise

7/11/2005 — Brean Murray & Co., Inc. Accelerates Expansion of Research Department

5/11/2005 — Brean Murray & Co., Inc. Continues Expansion of Retail/Consumer Practice

4/20/2005 — Brean Murray & Co., Inc. Announces Another Addition to Its Financial Institutions Group (FIG)